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market selloff headline

Tuesday, March 25, 2014

Fifteen Years and Roughly 40+ Arbitrations Before FINRA Removed Arbitrator Posing as a Lawyer

Not the former fake lawyer / arbitrator.

A Santa Barbara man removed from FINRA arbitrator roster claimed to be licensed in California, Florida, and New York, which was news to California, Florida, and New York.

Full InvestmentNews article here.